So are you interested in stock trading?
Mutual fund advisor NISM-Series-V-A and register with AMFI (association of Mutual funds india)
there is a official course certified by NISM, registered investment Advisor by Sebi
1500 Exam 3000 per 3 years for AMFI
registered investment advisor sebi
NISM-Series- X-A: Investment Adviser (Level 1)
Exam Fee 1500
Registration Fee with sebi 5000*
vaid for 3 years
rule: at least, 1 lakh rupees of self /own in the share market.
Services: PMS: Portfolio management services (either commision or fee based)
when the AUM (Asset under management) is low they go for Fee based or high go or commission based.
per earning 1 lakh per month. 12 lakhs per year.
with 1% commission you need (1.2 cr in AUM)
NISM Certified Financial Advisor
below 3 exams has to complete.
(a) NISM Series X-A: Investment Adviser (Level 1) Certification Examination
(b) NISM Series X-A: Investment Adviser (Level 1) Continuing Professional Education
(c) NISM Certified Personal Financial Advisor Examination
validity: 3 years
NISM exam fee: 1500
eligibility: CA Students no need write tier 1 exam, 12th pass candidates can but its tougher than CA, MF, LIC, investment advisor
How to become a Certified financial advisor
How to become mutual fund advisor
nism-series-x-a investment adviser (level 1) certification examination syllabus
NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination
Fees (Rs.) | Test Duration (in minutes) | No. of Questions | Maximum Marks | Pass Marks* (%) | Certificate Validity#
(in years) |
1500+ | 120 | 100 | 100 | 60 | 3 |
*: Negative marking – 25% of the marks assigned to the question
Investment Adviser Level 2 book price 300INR at flipkart
Financial intelligence = More reasoning knowledge.
Investment Adviser Level 1 exam topics
introduction indian financial market
securities market segments
mutual funds
investment products
(small saving, fixed income, alternative investments an direct equity)
managing investment risk
measuring investment returns
concept of financial planning
asset allocation and investment strategies
insurance planning
retirement planning
tax and estate planning
regulatory environment and ethical issues
Investment Adviser Level 2 exam topics
understanding securities markets and performance
knowing operational aspects of financial transactions
personal financial planning
comprehensive financial planning
product analysis and selection
regulatory and compliance aspects
case studies in comprehensive financial advise
nism stock broker exam
at least a bachelor’s degree in a related filed – accounting, finance, business or economics.
NISM Certification Examinations:
NISM Series XI: Equity Sales Certification Examination | |||||
Fees (Rs.) |
Test Duration (in minutes) |
No. of Questions |
Maximum Marks |
Pass Marks (%) |
Certificate Validity (in years) |
1250 + ST |
120 |
100 |
100 |
50 |
3 |
NISM Series VIII: Equity Derivatives Certification Examination | |||||
Fees (Rs.) |
Test Duration (in minutes) |
No. of Questions |
Maximum Marks |
Pass Marks (%) |
Certificate Validity (in years) |
1250 |
120 |
100 |
100 |
60 |
3 |
nism equity sales workbook pdf
NISM-Series-VB-Mutual-Fund-Foundation-Dec-2017
NISM-SERIES-VIII–EQUITY-DERIVATIVES-EXAM-WORKBOOK
NISM-Series-XI-Equity-Sales-Workbook-March-2018
Stock market trading topics for traders
- How economy works
- BSE vs NSE
- Fundamental analysis (income statement, )
- Stocks by Risks via mutual funds
- Value Investing
- stock market charges
- ETF vs Index funds
- Stock market Terms (Intraday, swing trading, stop loss, PE ratio, Ebitda etc)
- when to buy when to sell
- power of compounding interest / growth